Financial Licensing and Compliance

Regulatory authorities stringently control the financial services sector, imposing detailed legal requirements on financial institutions to reinforce market stability, maintain the soundness of individual firms and protect their customers.

Financial institutions the world over, including Securities Brokers and Dealers, Payment Service Providers, FinTech Companies, Electronic Money Institutions, Investment Managers, Crowdfunding Service Providers, and Investment Funds, are therefore subject to often complex regulations and risk management standards.

For this reason, we offer crucial financial licensing and compliance services, guiding clients throughout the establishment of new financial companies across a vast range of jurisdictions.

Our services include:

  • Full advisory around local or international regulatory standards
  • Support throughout financial license registration
  • Tailored compliance and monitoring services

Contact us today to discover how we can support you in your financial licensing and compliance needs.